ARCHIVED= Extramural Program Data Statistical Package -- September 2011 | National Institute on Aging
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NACA meeting: September 20-21, 2011

Extramural Program Data Statistical Package -- September 2011

Note – Final data for each Council round of a fiscal year are presented to the January Council meeting of the following fiscal year.

Contents:

Normal Applications


NIA AWARD MECHANISMS

Note: Research Career Awards (K series), though a component of the Other Research Projects budget category, are shown separately in these tables to provide additional information.

RESEARCH PROJECT GRANTS

P01 - Research Program Project
R01 - Research Project (Traditional)
R03 - Small Research Grant
R15 - Academic Research Enhancement Award (AREA)
R21 - Exploratory/Developmental Research Grant
R33 - Exploratory/Developmental Grants Phase II
R34 - Clinical Trial Planning Grant
R36 - Aging Research Dissertation Awards to Increase Diversity
R37 - Method to Extend Research in Time (MERIT) Award
R56 - High Priority Short Term Project Award
U01 - Cooperative Agreement Research Project Award

SMALL BUSINESS INNOVATION RESEARCH GRANTS

R43 - Small Business Innovation Research (SBIR) Grant - Phase I
R44 - Small Business Innovation Research (SBIR) Grant - Phase II

SMALL BUSINESS TECHNOLOGY TRANSFER GRANTS

R41 - Small Business Technology Transfer (STTR) Grant - Phase I
R42 - Small Business Technology Transfer (STTR) Grant - Phase II

CENTER MECHANISMS

P30 - Center Core Grant
P50 - Specialized Center Grant

OTHER RESEARCH PROJECTS

R13 - Scientific Meeting Grant
U13 - Cooperative Agreement Scientific Meeting Award
U24 - Cooperative Agreement – Resource-related Research Award
R24 - Research Resource Grant
R25 - Education Project Grant

RESEARCH CAREER AWARDS

K01 - Mentored Research Scientist Development Award
K02 - Independent Scientist Award
K07 - Academic Career Award
K08 - Mentored Clinical Scientist Development Award
K12 - Mentored Clinical Scientist Development Program Award
K23 - Mentored Patient-Oriented Research Career Development Award
K24 - Mid-career Investigator Award in Patient-Oriented Research
K25 - Mentored Quantitative Research Career Development Award
K26 - Mid-career Investigator Award in Mouse Pathobiology Research
K99/R00 - NIH Pathway to Independence (PI) Award

TRAINING GRANTS

T32 - Institutional Research Training National Research Service Award
T35 - Short-Term Institutional Research Training National Research Service Award

FELLOWSHIPS

F30 - Ruth L. Kirschstein National Research Service Awards for Individual Predoctoral MD/PhD Fellows
F31 - Ruth L. Kirschstein National Research Service Awards for Individual Predoctoral Fellows
F32 - Ruth L. Kirschstein National Research Service Awards (NRSA) for Individual Postdoctoral Fellows
F33 - Ruth L. Kirschstein National Research Service Awards (NRSA) for Individual Senior Fellows

LOAN REPAYMENT MECHANISMS

L30 - Clinical Research Loan Repayment Program
L40 - Pediatric Research Loan Repayment Program

TABLE IA

APPLICATIONS ASSIGNED TO AUGUST 2011 COUNCIL ROUND* (By Division and Mechanism)

MECHANISM DBSR:
Number
DBSR: Dollars Requested DAB: Number DAB: Dollars Requested DGCG: Number DGCG: Dollars Requested DN: Number DN: Dollars Requested Total Number Total Dollars Requested
(R01s and R21s only for RPGs in August 2011) 115 18,004,566 2 1,473,942 0 0 1 150,000 118 19,628,508
Other mechanisms (K18) 1 93,091 0 0 0 0 0 0 1 93,091
TOTALS BY DIVISION 116 18,097,657 2 1,473,942 0 0 1 150,000 119 19,721,599

* In Appendix -- see notes 1,2 and 3

Data sampled on 8/17/11

TABLE IB

APPLICATIONS ASSIGNED TO OCTOBER 2011 COUNCIL ROUND* (By Division and Mechanism)

MECHANISM DBSR:
Number
DBSR: Dollars Requested DAB: Number DAB: Dollars Requested DGCG: Number DGCG: Dollars Requested DN: Number DN: Dollars Requested Total Number Total Dollars Requested
Research Project Grants (R01, R03, R15, R21, R33, R34, R36, R37, P01, U01, U54, UH2) 124 51,472,011 156 45,640,467 67 34,798,397 261 79,577,049 608 211,487,924
Small Business Innovation Research Grants (SBIR) (R43, R44) 20 3,275,492 1 393,545 14 2,259,485 26 4,427,434 61 10,355,956
Small Business Technology Transfer Grants (STTR) (R41, R42) 0 0 0 0 0 0 2 224,572 2 224,572
Center Grants
(P30, P50)
0 0 0 0 0 0 0 0 0 0

Research Career Awards
(K awards)

13 1,605,658 11 1,056,365 7 918,336 20 2,302,493 51 5,882,852
Other Research Projects (R13, R24, R25, U13, U24) 3 109,943 6 247,041 2 91,400 5 850,990 16 1,299,374
Training Grants (T32, T35) 0 0 0 0 0 0 0 0 0 0
Fellowships
(F30, F31, F32, F33)
8 316,000 33 1,305,000 4 146,000 29 1,166,000 74 2,933,000
TOTALS BY DIVISION 168 56,779,104 207 48,642,418 94 38,213,618 343 88,548,538 812 232,183,678

* See Notes 1, 2, 3 and 4 in the Appendix.

Data sampled on August 17, 2011

Table II

RESEARCH PROJECT GRANTS ASSIGNED TO THREE MOST RECENT COUNCIL ROUNDS*
May 2011, January 2011, and October 2010 (By Division and Percentile Rank)

DIVISION Total #
Reviewed
0-10
#
0-10
%
10.1-20
#
10.1-20
%
20.1-30
#
20.1-30
%
30.1-40
#
30.1-40
%
40.1-50
#
40.1-50
%
> 50.0, or
Not
Scored
#
> 50.0, or
Not
Scored
%
Aging Biology (DAB):                          
DAB October-2011 147 16 11% 13 9% 17 12% 13 9% 11 7% 77 52%
DAB May-2011 144 11 8% 15 10% 15 10% 9 6% 7 5% 87 60%
DAB January-2011 184 20 11% 22 12% 17 9% 21 11% 12 7% 92 50%
DAB Subtotal: 475 47 10% 50 11% 49 10% 43 9% 30 6% 256 54%
Behavioral and Social
Research (DBSR):
                         
DBSR October-2011 113 11 10% 9 8% 11 10% 13 12% 8 7% 61 54%
DBSR May-2011 142 19 13% 18 13% 14 10% 8 6% 12 8% 71 50%
DBSR January-2011 136 13 10% 14 10% 14 10% 17 13% 14 10% 64 47%
DBSR Subtotal: 391 43 11% 41 10% 39 10% 38 10% 34 9% 196 50%
Geriatrics and Clinical
Gerontology (DGCG):
                         
DGCG October-2011 60 6 10% 7 12% 6 10% 4 7% 5 8% 32 53%
DGCG May-2011 94 4 4% 8 9% 8 9% 6 6% 6 6% 62 66%
DGCG January-2011 68 5 7% 10 15% 6 9% 5 7% 9 13% 33 49%
DGCG Subtotal: 222 15 7% 25 11% 20 9% 15 7% 20 9% 127 57%
Neuroscience (DN) :                          
DN October-2011 244 17 7% 18 7% 33 14% 26 11% 30 12% 120 49%
DN May-2011 318 38 12% 27 8% 32 10% 26 8% 24 8% 171 54%
DN January-2011 340 43 13% 32 9% 26 8% 33 10% 37 11% 169 50%
DN Subtotal: 902 98 11% 77 9% 91 10% 85 9% 91 10% 460 51%
GRAND TOTAL
(Last Three Council Rounds):
1990 203 10% 193 10% 199 10% 181 9% 175 9% 1039 52%

* See notes 1, 3, and 5 on the Appendix.
Data shown above was sampled on 8/17/2011.

Appendix

Notes Regarding Tables I and II

Note 1: (Re: Tables IA, IB & II) Data for Table IA for the August 2011 Council and Table IB for the October 2011 Council were run on 8/17/11. Only applications assigned to a division by that date were included. (Five applications for the August 2011 Council and seven applications for the October 2011 Council had not been assigned at that time.) Applications that had been withdrawn by that date were excluded from both Table IA and Table IB. For Table II (for the October 2011 Council), run on 8/18/11, only applications that had been assigned to a division, reviewed, and percentiled by that time were included. Five grant applications in the RPG line did not meet these criteria at the time Table II was prepared. Dollar amounts shown are direct costs only.

Note 2: (Re: Table I) Research Program Grant (RPG) applications shown in the first line include P01 (Program Projects), R01 (Research Projects), R03 (Small Research Grants), R15 (Academic Research Enhancement Awards), R21 (Exploratory/Developmental Awards), R33 ( Exploratory/Developmental Grants Phase II), R34 (Clinical Trial Planning Grant Awards), R36 (Aging Research Dissertation Awards to Increase Diversity) and U01 (Cooperative Agreements). Contracts are not included. Costs shown are the first year total direct costs requested. Facilities and Administrative costs are not included.

Note 3: (Re: Table I & II) Data include applications to be reviewed by Council, applications considered not competitive and applications requesting $50,000 or less.

Note 4: (Re: Table I) The data may include revisions to existing grants. These revisions are counted as separate applications except in the Center line.

Note 5: (Re: Table II) The data include RPG applications where percentiling was used to rank the applications. As applications responding to RFAs, and a few other applications, are not normally percentiled, the number of applications in Table II is usually less than the corresponding number of RPG applications in Table I.