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NACA meeting: May 25–26, 2010

Extramural Program Data Statistical Package -- May 2010

(Note: Each year at the January Council meeting a report with data from the previous fiscal year will be presented. This January report will incorporate data from each Council round of the previous fiscal year.)

Contents:

* This packet contains information for this May 2010 Council Round that includes funds from the American Recovery and Reinvestment Act (ARRA).

NIA AWARD MECHANISMS

Note: Research Career Awards (K series), though a component of the Other Research Projects budget category, are shown separately in these tables to provide additional information.

RESEARCH PROJECT GRANTS

P01 - Research Program Project
R01 - Research Project (Traditional)
R03 - Small Research Grant
R15 - Academic Research Enhancement Award (AREA)
R21 - Exploratory/Developmental Research Grant
R33 - Exploratory/Developmental Grants Phase II
R34 - Clinical Trial Planning Grant
R36 - Aging Research Dissertation Awards to Increase Diversity
R37 - Method to Extend Research in Time (MERIT) Award
R56 - High Priority Short Term Project Award
U01 - Cooperative Agreement Research Project Award

SMALL BUSINESS INNOVATION RESEARCH GRANTS

R43 - Small Business Innovation Research (SBIR) Grant - Phase I
R44 - Small Business Innovation Research (SBIR) Grant - Phase II

SMALL BUSINESS TECHNOLOGY TRANSFER GRANTS

R41 - Small Business Technology Transfer (STTR) Grant - Phase I
R42 - Small Business Technology Transfer (STTR) Grant - Phase II

CENTER MECHANISMS

P30 - Center Core Grant
P50 - Specialized Center Grant

OTHER RESEARCH PROJECTS

R13 - Scientific Meeting Grant
U13 - Cooperative Agreement Scientific Meeting Award
U24 - Cooperative Agreement – Resource-related Research Award
R24 - Research Resource Grant
R25 - Education Project Grant

RESEARCH CAREER AWARDS

K01 - Mentored Research Scientist Development Award
K02 - Independent Scientist Award
K07 - Academic Career Award
K08 - Mentored Clinical Scientist Development Award
K23 - Mentored Patient-Oriented Research Career Development Award
K24 - Mid-career Investigator Award in Patient-Oriented Research
K25 - Mentored Quantitative Research Career Development Award
K26 - Mid-career Investigator Award in Mouse Pathobiology Research
K99/R00 - NIH Pathway to Independence (PI) Award

TRAINING GRANTS

T32 - Institutional Research Training National Research Service Award
T35 - Short-Term Institutional Research Training National Research Service Award

FELLOWSHIPS

F30 - Ruth L. Kirschstein National Research Service Awards for Individual Predoctoral MD/PhD Fellows (F30)
F31 - Ruth L. Kirschstein National Research Service Awards for Individual Predoctoral Fellows (F31)
F32 - Ruth L. Kirschstein National Research Service Awards (NRSA) for Individual Postdoctoral Fellows (F32)
F33 - Ruth L. Kirschstein National Research Service Awards (NRSA) for Individual Senior Fellows (F33)

LOAN REPAYMENT MECHANISMS

L30 - Clinical Research Loan Repayment Program
L40 - Pediatric Research Loan Repayment Program

TABLE I

NON-ARRA APPLICATIONS ASSIGNED TO MAY 2010 COUNCIL ROUND* (By Division and Mechanism)

MECHANISM DBSR:
Number
DBSR: Dollars Requested DAB: Number DAB: Dollars Requested DGCG: Number DGCG: Dollars Requested DN: Number DN: Dollars Requested Total Number Total Dollars Requested
Research Project Grants (R01, R03, R15, R21, R33, R34, R36, R37, P01, U01, U54, UH2) 178 47,494,003 204 43,346,994 101 42,086,881 387 117,272,326 870 250,200,204
Small Business Innovation Research Grants (SBIR) (R43, R44) 23 3,623,134 5 889,195 14 3,194,395 25 6,066,109 67 13,772,833
Small Business Technology Transfer Grants (STTR) (R41, R42) 3 326,542 0 0 2 181,157 3 771,422 8 1,279,121
Center Grants
(P30, P50)
0 0 8 4,501,737 0 0 0 - 8 4,501,737

Research Career Awards
(K awards)

11 1,289,599 14 1,373,587 10 1,126,806 36 3,990,493 71 7,780,485
Other Research Projects (R13, R24, R25, U13, U24) 2 382,503 3 149,059 5 306,347 2 1,980,566 12 2,818,475
Training Grants (T32, T35) 0 0 10 720,586 0 10 720,586
Fellowships
(F30, F31, F32, F33)
15 652,000 31 1,216,000 10 394,000 66 2,758,000 122 5,020,000
TOTALS BY DIVISION 232 53,767,781 265 51,476,572 152 48,010,172 519 132,838,916 1,168 286,093,441

Data sampled on 03/09/2010
* See notes 1, 2, 3, and 4

Table IA

ARRA APPLICATIONS ASSIGNED TO MAY 2010 COUNCIL ROUND (By Division and Mechanism)

MECHANISM DBSR:
Number
DBSR: Dollars Requested DAB: Number DAB: Dollars Requested DGCG: Number DGCG: Dollars Requested DN: Number DN: Dollars Requested Total Number Total Dollars Requested
Research Project Grants RC4* 57 15,051,917 0 0 9 2,538,293 0 0 66 17,590,210

* - RC4 applications were submitted under RFA OD-09-010- Recovery Act Limitied Competition: Building sustainable community-linked infrastructure to enable health science research (RC4)
Data sampled on 4/5/2010

Table 2

RESEARCH PROJECT GRANTS ASSIGNED TO THREE MOST RECENT COUNCIL ROUNDS*
May 2010, January 2010, and October 2009 (By Division and Percentile Rank)

DIVISION Total #
Reviewed
0-10
#
0-10
%
10.1-20
#
10.1-20
%
20.1-30
#
20.1-30
%
30.1-40
#
30.1-40
%
40.1-50
#
40.1-50
%
> 50.0, or
Not
Scored
#
> 50.0, or
Not
Scored
%

Aging Biology (DAB):

                         
DAB January-2010 171 20 12% 14 8% 18 11% 19 11% 16 9% 84 49%
DAB October-2009 194 24 12% 19 10% 17 9% 17 9% 21 11% 96 49%
DAB May-2009 180 24 13% 27 15% 19 11% 14 8% 11 6% 85 47%
DAB Subtotal: 545 68 12% 60 11% 54 10% 50 9% 48 9% 265 49%
Behavioral and Social
Research (DBSR):
                         
DBSR January-2010 162 13 8% 19 12% 18 11% 16 10% 10 6% 86 53%
DBSR October-2009 143 20 14% 8 6% 20 14% 14 10% 10 7% 71 50%
DBSR May-2009 145 18 12% 8 6% 17 12% 16 11% 11 8% 75 52%
DBSR Subtotal: 450 51 11% 35 8% 55 12% 46 10% 31 7% 232 52%
Geriatrics and Clinical
Gerontology (DGCG):
                         
DGCG January-2010 99 14 14% 10 10% 15 15% 7 7% 8 8% 45 45%
DGCG October-2009 84 7 8% 10 12% 9 11% 8 10% 9 11% 41 49%
DGCG May-2009 86 5 6% 13 15% 8 9% 7 8% 8 9% 45 52%
DGCG Subtotal: 269 26 10% 33 12% 32 12% 22 8% 25 9% 131 49%
Neuroscience (DN) :                          
DN January-2010 376 51 14% 34 9% 37 10% 41 11% 47 13% 166 44%
DN October-2009 340 36 11% 40 12% 32 9% 37 11% 36 11% 159 47%
DN May-2009 341 25 7% 35 10% 36 11% 34 10% 34 10% 177 52%
DN Subtotal: 1057 112 11% 109 10% 105 10% 112 11% 117 11% 502 47%
GRAND TOTAL
(Last Three Council Rounds):
2321 257 11% 237 10% 246 11% 230 10% 221 10% 1130 49%

* See notes 1, 3, and 5
Data sampled on 4/5/2010

Appendix

Notes Regarding Tables I and II

Note 1: (Re: Tables I & II) Data for Table I for the January 2010 Council Round were run on 11/18/2009. Only applications assigned to a division by that date were included in Table 1. Nine applications for the January 2010 Council had not been assigned as of 11/18/09. Applications that had been withdrawn by that date were excluded from Table I. Dollar amounts shown in Table 1 are direct costs only (dollars requested for only the first year).

For Table II, run on 1/4/2010, only applications that had been assigned to a division, reviewed, and percentiled by that time were included. Six grant application in the RPG line did not meet these criteria at the time Table II was prepared (they had not been assigned to a division).

Note 2: (Re: Table I) Research Program Grant applications shown in the first line include P01 (Program Projects), R01 (Research Projects), R03 (Small Research Grants), R15 (Academic Research Enhancement Awards), R21 (Exploratory/Developmental Awards), R33 ( Exploratory/Developmental Grants Phase II), R34 (Clinical Trial Planning Grant Awards), R36 (Aging Research Dissertation Awards to Increase Diversity) and U01 (Cooperative Agreements). Contracts are not included. Costs shown are the first year total direct costs requested. Facilities and Administrative costs are not included.

Note 3: (Re: Table I & II ) Data include applications to be reviewed by Council, applications considered not competitive and applications requesting $50,000 or less.

Note 4: (Re: Table I) The data may include competing supplements to existing grants. These supplements are counted as separate applications except in the Center line.

Note 5: (Re: Table II) The data include Research Project Grant applications where percentiling was used to rank the applications. As applications responding to RFAs, and a few other applications, are not normally percentiled, the number of applications in Table II is usually less than the corresponding number in line 1 of Table I.

TABLE I

APPLICATIONS ASSIGNED TO JANUARY 2010 COUNCIL ROUND- ARRA ONLY* (By Division and Mechanism)

MECHANISM DBSR:
Number
DBSR: Dollars Requested DAB: Number DAB: Dollars Requested DGCG: Number DGCG: Dollars Requested DN: Number DN: Dollars Requested Total Number Total Dollars Requested
Research Project Grants: R15s- RFA OD-09-007- Academic Research Enhancement
Award (R15)
18 4,704,166 11 3,135,333 6 1,623,616 12 3,079,396 47 12,542,511
Research Project Grants: RC1s-RFA OD-09-003-NIH Challenge Grants in Health and Science Research (RC1)
 
0 0 7 2,062,864 0 0 10 3,055,672 17 5,118,536
Research Project Grants: RC3s-- RFA OD-09-008-Biomedical Research, Development, and Growth to Spur the Acceleration of New Technologies (BRDG-SPAN) Pilot Program 6 4,595,309 2 1,483,902 1 484,950 12 8,981,012 21 15,545,173
Small Business Innovation Research: R43s- OD-09-009-Small Business Catalyst Awards for Accelerating Innovative Research 7 1,093,292 2 378,300 4 631,889 15 2,271,374 28 4,374,855
TOTALS BY DIVISION: 31 10,392,767 22 7,060,399 11 2,740,455 49 17,387,454 113 37,581,075

Data sampled on 12/2/09
* See notes 1, 3, and 5

Appendix

Notes Regarding Tables I and II

Note 1: (Re: Tables I & II) Data for the May 2010 Council Round were run on 3/9/10, for Table I and Table IA, and were run on 4/5/10 for Table II. Only applications assigned to a division by that date were included in Table 1. Eleven applications for the May 2010 Council had not been assigned as of 3/9/2010. Applications that had been withdrawn by that date were excluded from Table I. Dollar amounts shown in Table 1 are direct costs only (dollars requested for only the first year).

For Table II, run on 4/4/2010, only applications that had been assigned to a division, reviewed, and percentiled by that time were included. Seven grant application in the RPG line did not meet these criteria at the time Table II was prepared (they had not been assigned to a division). For applications were still pending review by an initial review group.

Note 2: (Re: Table I) Research Program Grant applications shown in the first line include P01 (Program Projects), R01 (Research Projects), R03 (Small Research Grants), R15 (Academic Research Enhancement Awards), R21 (Exploratory/Developmental Awards), R33 ( Exploratory/Developmental Grants Phase II), R34 (Clinical Trial Planning Grant Awards), R36 (Aging Research Dissertation Awards to Increase Diversity) and U01 (Cooperative Agreements). Contracts are not included. Costs shown are the first year total direct costs requested. Facilities and Administrative costs are not included.

Note 3: (Re: Table I & II ) Data include applications to be reviewed by Council, applications considered not competitive and applications requesting $50,000 or less.

Note 4: (Re: Table I) The data may include competing supplements to existing grants. These supplements are counted as separate applications except in the Center line.

Note 5: (Re: Table II) The data include Research Project Grant applications where percentiling was used to rank the applications. As applications responding to RFAs, and a few other applications, are not normally percentiled, the number of applications in Table II is usually less than the corresponding number in line 1 of Table I.