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(Compilation of NIA’s Division of Extramural Activities’ Statistical Packages for October 2008, January 2009, May 2009 & August 2009 Councils.
Table 1 shows new extramural applications for FY 2009 received by NIA by division.
Table 2 shows distribution for NIA Research Project Grants (RPGs) by division for FY2008 & FY2009.
*- ARRA stands for the American Recovery and Reinvestment Act (Pub.L. 111-5), an economic stimulus package, enacted by the 111th United States Congress in February 2009. This packet does not contain ARRA-related funding information for FY2009. For FY2009 ARRA-related application information see the Statistical Package for the September 2009 Council posted at www.nia.nih.gov/about/naca.
Contents:
- Definition of Mechanisms
- Table I : All Applications Assigned to FY 2009 Council Rounds
- Table II: FY 2008 & 2009 Research Project Grant Applications (by Division and Percentile Rank)
- Appendix
DEFINITIONS OF NIA AWARD MECHANISMS
Note: Research career awards (K series) though officially assigned to the Other Research budget category are shown separately in these Tables to provide additional information.
RESEARCH PROJECT GRANTS
P01 - Research Program Project
R01 - Research Project (Traditional)
R03 - Small Research Grant
R15 - Academic Research Enhancement Award (AREA)
R21 - Exploratory/Development Grant
R33 - Exploratory/Developmental Grant Phase II
R34 - Clinical Trial Planning Grant
R36 - Dissertation Award
R37 - Method to Extend Research in Time (MERIT) Award
R56 - High Priority Short Term Project Award
U01 - Cooperative Agreement Research Project Award
SMALL BUSINESS INNOVATION RESEARCH GRANTS
R43 - Small Business Innovation Research (SBIR) Grant - Phase I
R44 - Small Business Innovation Research (SBIR) Grant - Phase II
SMALL BUSINESS TECHNOLOGY TRANSFER GRANTS
R41 - Small Business Technology Transfer (STTR) Grant - Phase I
R42 - Small Business Technology Transfer (STTR) Grant - Phase II
CENTER MECHANISMS
P30 - Center Core Grant
P50 - Specialized Center Grant
OTHER RESEARCH PROJECTS
R13 - Scientific Meeting Grant
R24 - Research Resource Grant
R25 - Education Project Grant
U13 - Cooperative Agreement Scientific Meeting Award
U24 - Cooperative Agreement – Resource-related research project
RESEARCH CAREER AWARDS
K01 - Mentored Research Scientist Development Award
K02 - Independent Scientist Award
K07 - Academic Career Award
K08 - Mentored Clinical Scientist Development Award
K12 - Mentored Clinical Scientist Development Program Award
K23 - Mentored Patient-Oriented Research Career Development Award
K24 - Mid-career Investigator Award in Patient-Oriented Research
K25 - Mentored Quantitative Research Career Development Award
K26 - Mid-career Investigator Award in Mouse Pathobiology Research
K99/R00- NIH Pathway to Independence (PI) Award
TRAINING GRANTS
T32 - Ruth L. Kirschstein National Research Service Award Institutional Research Training Grants
T35 - Ruth L. Kirschstein National Research Service Award Short-Term Institutional Research Training Grants
FELLOWSHIPS
F30 - Ruth L. Kirschstein National Research Service Awards for Individual Predoctoral MD/PhD Fellows
F31 - Ruth L. Kirschstein National Research Service Awards for Individual Predoctoral Fellows
F32 - Ruth L. Kirschstein National Research Service Awards for Individual Postdoctoral Fellows
F33 - Ruth L. Kirschstein National Research Service Awards for Individual Senior Fellows
LOAN REPAYMENT MECHANISMS
L30 - Clinical Research Loan Repayment Program
L40 - Pediatric Research Loan Repayment Program
TABLE I
APPLICATIONS ASSIGNED TO COUNCIL ROUNDS in FY2009 * (Non-ARRA-related) ** (By Division and Mechanism)
| MECHANISM |
BSR: Number |
BSR: Dollars Requested | AB: Number | AB: Dollars Requested | GCG: Number | GCG: Dollars Requested | NNA: Number | NNA: Dollars Requested | Total Number | Total Dollars Requested |
|---|---|---|---|---|---|---|---|---|---|---|
| Research Project Grants (R01, R03, R15, R21, R33, R34, R36, R37, R56, P01, U01) | 422 | 125,073,058 | 539 | 134,071,600 | 253 | 92,896,591 | 899 | 288,579,911 | 2,113 | 640,621,160 |
| Small Business Innovation Research Grants (SBIR) (R43, R44) | 31 | 5,272,069 | 12 | 1,919,253 | 31 | 5,128,718 | 53 | 8,952,105 | 127 | 21,272,145 |
| Small Business Technology Transfer Grants (STTR) (R41, R42) | 4 | 530,662 | 3 | 695,964 | 5 | 608,059 | 14 | 3,603,471 | 26 | 5,438,156 |
| Center Grants (P30, P50) | 52 | 18,784,855 | 0 | 0 | 6 | 4,883,584 | 10 | 13,041,198 | 68 | 36,709,637 |
| Research Career Awards (K awards) | 46 | 6,069,538 | 25 | 2,688,086 | 30 | 3,871,513 | 72 | 8,873,815 | 173 | 21,502,952 |
| Other Research Projects (R13, R24, R25, U13, U24) | 3 | 183,143 | 12 | 465,813 | 1 | 48,700 | 6 | 308,989 | 22 | 1,006,645 |
| Training Grants (T32, T35) | 9 | 536,414 | 2 | 536,414 | 8 | 2,003,416 | 7 | 1,722,851 | 26 | 4,799,095 |
| Fellowships (F30, F31, F32, F33) | 23 | 912,000 | 96 | 3,931,000 | 12 | 402,000 | 111 | 4,564,000 | 242 | 9,809,000 |
| TOTALS BY DIVISION | 590 | 157,361,739 | 689 | 144,308,130 | 346 | 109,842,581 | 1,172 | 329,646,340 | 2,797 | 741,158,790 |
Data completed 1/4/10
* See notes 1,2,3 and 4
** These applications were not part of the American Recovery and Reinvestment Act (ARRA)/(Pub.L. 111-5).
Table II
RESEARCH PROJECT GRANTS ASSIGNED TO THE LAST SIX COUNCIL ROUNDS*
FY 2007 and FY 2008 (By Division and Percentile Rank)
| DIVISION |
Total # Reviewed |
0-10 # |
0-10 % |
10.1-20 # |
10.1-20 % |
20.1-30 # |
20.1-30 % |
30.1-40 # |
30.1-40 % |
40.1-50 # |
40.1-50 % |
> 50.0, or Not Scored # |
> 50.0, or Not Scored % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Aging Biology (DAB): | |||||||||||||
| DAB May-2009 | 167 | 15 | 9% | 17 | 10% | 12 | 7% | 13 | 8% | 13 | 8% | 97 | 58% |
| DAB January-2009 | 175 | 19 | 11% | 21 | 12% | 24 | 14% | 17 | 10% | 17 | 10% | 77 | 44% |
| DAB October-2008 | 175 | 15 | 9% | 14 | 8% | 24 | 14% | 19 | 11% | 22 | 13% | 81 | 46% |
| DAB May-2008 | 159 | 13 | 8% | 16 | 10% | 12 | 8% | 15 | 9% | 14 | 9% | 89 | 56% |
| DAB January-2008 | 150 | 13 | 9% | 16 | 11% | 17 | 11% | 20 | 13% | 13 | 9% | 71 | 47% |
| DAB October-2007 | 143 | 16 | 11% | 10 | 7% | 16 | 11% | 17 | 12% | 5 | 3% | 79 | 55% |
| DAB Subtotal: | 969 | 91 | 9% | 94 | 10% | 105 | 11% | 101 | 10% | 84 | 9% | 494 | 51% |
| Behavioral and Social Research (DBSR): | |||||||||||||
| DBSR May-2009 | 134 | 11 | 8% | 17 | 13% | 12 | 9% | 16 | 12% | 11 | 8% | 67 | 50% |
| DBSR January-2009 | 112 | 16 | 14% | 18 | 16% | 16 | 14% | 12 | 11% | 6 | 5% | 44 | 39% |
| DBSR October-2008 | 128 | 17 | 13% | 11 | 9% | 15 | 12% | 11 | 9% | 19 | 15% | 55 | 43% |
| DBSR May-2008 | 155 | 14 | 9% | 16 | 10% | 19 | 12% | 17 | 11% | 12 | 8% | 77 | 50% |
| DBSR January-2008 | 110 | 15 | 14% | 15 | 14% | 11 | 10% | 9 | 8% | 13 | 12% | 47 | 43% |
| DBSR October-2007 | 131 | 18 | 14% | 16 | 12% | 9 | 7% | 13 | 10% | 10 | 8% | 65 | 50% |
| DBSR Subtotal: | 770 | 91 | 12% | 93 | 12% | 82 | 11% | 78 | 10% | 71 | 9% | 355 | 46% |
| Geriatrics and Clinical Gerontology (DGCG): | |||||||||||||
| DGCG May-2009 | 95 | 14 | 15% | 12 | 13% | 6 | 6% | 6 | 6% | 7 | 7% | 50 | 53% |
| DGCG January-2009 | 88 | 15 | 17% | 5 | 6% | 9 | 10% | 11 | 13% | 8 | 9% | 40 | 45% |
| DGCG October-2008 | 91 | 5 | 5% | 12 | 13% | 9 | 10% | 8 | 9% | 8 | 9% | 49 | 54% |
| DGCG May-2008 | 88 | 8 | 9% | 11 | 13% | 12 | 14% | 12 | 14% | 7 | 8% | 38 | 43% |
| DGCG January-2008 | 57 | 7 | 12% | 4 | 7% | 5 | 9% | 5 | 9% | 4 | 7% | 32 | 56% |
| DGCG October-2007 | 105 | 7 | 7% | 6 | 6% | 4 | 4% | 8 | 8% | 18 | 17% | 62 | 59% |
| DGCG Subtotal: | 524 | 56 | 11% | 50 | 10% | 45 | 9% | 50 | 10% | 23 | 4% | 271 | 52% |
| Neuroscience (DN): | |||||||||||||
| DN May-2009 | 306 | 30 | 10% | 31 | 10% | 36 | 12% | 26 | 8% | 26 | 8% | 157 | 51% |
| DN January-2009 | 296 | 26 | 9% | 33 | 11% | 31 | 10% | 22 | 7% | 30 | 10% | 154 | 52% |
| DN October-2008 | 313 | 32 | 10% | 27 | 9% | 34 | 11% | 27 | 9% | 40 | 13% | 153 | 49% |
| DN May-2008 | 286 | 34 | 12% | 37 | 13% | 23 | 8% | 31 | 11% | 22 | 8% | 139 | 49% |
| DN January-2008 | 259 | 23 | 9% | 23 | 9% | 16 | 6% | 22 | 8% | 23 | 9% | 152 | 59% |
| DN October-2007 | 349 | 41 | 12% | 39 | 11% | 30 | 9% | 29 | 8% | 34 | 10% | 176 | 50% |
| DN Subtotal: | 1809 | 186 | 10% | 190 | 11% | 170 | 9% | 157 | 9% | 175 | 10% | 931 | 51% |
| GRAND TOTAL (Last Six Council Rounds): | 4072 | 424 | 10% | 427 | 10% | 402 | 10% | 386 | 9% | 353 | 9% | 2051 | 50% |
* See notes 1 and 5
Data sampled on 1/4/2010
Appendix
Notes Regarding Tables I and II
Note 1: (Table I) Dollar figures shown are requested first year direct costs of competing applications for FY2009 Council rounds.
A total of twenty-nine applications from the four council rounds that make up FY 2009 (October 2008, Jan. 2009, May 2009 and August 2009) had no PCC codes.
For Table II, completed on 1/4/2010, only applications that had been assigned to a division, reviewed, and percentiled by that time were included. One grant application in the RPG line did not meet this criteria at the time Table II was prepared (it had not been assigned to a division).
Note 2: (Table I) Research Project Grant applications shown in the first line include the following activity codes: P01 (Program Projects), R01 (Research Projects), R03 (Small grant applications ), R15 (Academic Research Enhancement Awards), R21 (Exploratory/Developmental Awards), R33 (Exploratory/Developmental Grants Phase II), R34 (Clinical Trial Planning Grants), R36 (Dissertation Awards), R37 ( Method to Extend Research in Time (MERIT) Awards), R56 (High Priority Short Term Project Awards), and U01 (Cooperative Agreements). Contracts are not included. Costs shown are the first year total direct costs requested. Facilities and Administrative costs are not included.
Note 3: (Table I) Data include applications reviewed or to be reviewed by Council, applications considered not competitive, and applications requesting $50,000 or less.
Note 4: (Table I) The data may include competing revisions to existing awards. These revisions are counted as separate applications except in the Center Grants budget category.
Note 5: (Table II) The data include Research Project Grants that were percentiled in review. Therefore, the "number reviewed" in Table II is less than the corresponding number of applications in line 1 of Table I. In addition, applications in response to RFAs are not percentiled. In summary, the data in Table II include Research Project Grant applications to NIA for Council Rounds in FY2008 & 2009 as long as they are not in response to an RFA and have been percentiled.
