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NACA Meeting: February 25-26, 2014

Annual Data Report - FY 2013

Annual Data Report for FY2013 in PDF format (143K)

Table of Contents:

Figure 1:
Obligations in Actual and FY 2013 Current Dollars
Fiscal Years 2004-2013

Fiscal Year Actual Current Annual change BRDPI factor
04
1,021.4
1,332.3
3.7%
1.304
05
1,045.3
1,322.8
3.9%
1.265
06
1,036.6
1,263.8
4.6%
1.219
07
1,045.5
1,235.0
3.8%
1.181
08
1,051.0
1,192.3
4.7%
1.134
09
1,079.0
1,192.4
2.9%
1.105
10
1,108.2
1,191.7
3.0%
1.075
11
1,100.4
1,152.3
2.8%
1.047
12
1,121.3
1,149.3
2.2%
1.025
13
1,040.6
1,040.6
2.5%
1.000

* Actual dollars - Dollar value of a good or service at the time the good was sold or service rendered.
* Current dollars - Reported in 2013 dollars. Dollar value adjusted for inflation to demonstrate buying power. Determined by multiplying the actual dollars by the appropriate price index

Figure 2:
Distribution of Obligations by Budget Category
Fiscal Years 2004-2013

Fiscal Year RPGs Centers Other Training Contracts Intramural RM&S Total
04
691,245
82,825
34,649
23,457
56,396
99,454
33,350
1,021,376
05
704,471
83,745
35,370
22,364
62,336
102,805
34,248
1,045,339
06
692,083
83,024
33,563
23,054
63,987
102,607
38,241
1,036,559
07
695,688
83,613
33,777
23,773
67,008
102,566
39,043
1,045,468
08
693,889
83,910
33,466
23,282
68,544
108,217
39,690
1,050,998
09
715,386
86,805
34,431
23,900
67,330
110,838
40,314
1,079,004
10
745,116
91,191
35,155
23,866
57,086
114,465
41,329
1,108,208
11
729,719
89,381
33,473
24,827
65,068
115,525
42,452
1,100,445
12
745,295
88,906
36,864
24,756
64,545
118,601
42,373
1,121,340
13
684,787
82,688
33,652
22,849
59,841
115,235
41,513
1,040,565

Figure 3:
Distribution of Obligations by Budget Category
Fiscal Year 2013

Category Dollars %
Res. Project Grants 684,787 66.0%
Centers 82,688 8.0%
Other Research 33,652 3.0%
Training 22,849 2.0%
Contracts 59,841 6.0%
Intramural Research 115,235 11.0%
RMS 41,513 4.0%
Total NIA: 1,040,565 100.0%

Figure 4:
Trends in Appropriations
Fiscal Years 2004-2013

Year 04 05 06 07 08 09 10 11 12 13
Appropriation
By $Millions
1,021.4
1,045.3
1,036.6
1,045.5
1,051.0
1,079.0
1,108.2
1,100.4
1,121.3
1,040.6

Figure 5A:
Average Cost of Competing RPGs in Actual and FY 2013 Current Dollars
Fiscal Years 2004-2013

Fiscal Year Number Cost $ Actual Current Annual change BRDPI factor
04
419
166,194
396.6
517.2
3.7%
1.304
05
376
129,003
343.1
434.0
3.9%
1.265
06
409
146,397
357.9
436.2
4.6%
1.219
07
472
157,089
332.8
393.0
3.8%
1.181
08
391
153,477
392.5
445.1
4.7%
1.134
09
364
190,397
523.1
577.8
2.9%
1.105
10
309
142,531
461.3
495.8
3.0%
1.075
11
395
158,082
400.2
418.9
2.8%
1.047
12
314
140,500
447.5
458.4
2.2%
1.025
13
365
149,140
408.6
408.6
2.5%
1.000

* SBIR and STTR awards are not included in average cost calculations.
* Actual dollars - dollar value of a good or service in terms of prices prevailing at the time the good was sold or service rendered.
* Current dollars - Reported in 2013 dollars. Dollar value adjusted for inflation to demonstrate buying power. Determined by multiplying the actual dollars by the appropriate price index

Figure 5B:
Average Cost of Competing RPGs in Actual Dollars by Program
Fiscal Years 2004-2012

Year 04 05 06 07 08 09 10 11 12 13
DAB
313
262
276
293
320
393
319
363
386
366
BSR
356
293
432
308
377
464
415
394
493
373
DN
418
401
381
374
446
532
497
401
517
489
GCG
635
335
344
356
353
854
706
508
261
333

Figure 5C:
Average Cost of Competing RPGs in FY 2013 Constant Dollars by Program
Fiscal Years 2004-2012

Year 04 05 06 07 08 09 10 11 12 13
DAB
408
331
336
346
363
434
343
380
396
366
BSR
464
370
526
363
427
512
447
412
505
373
DN
545
507
464
441
505
588
534
420
529
489
GCG
827
423
419
420
400
943
759
531
267
333

Figure 6A:
Competing Research Project Grant Success Rates*
Fiscal Years 2004-2013

Year 04 05 06 07 08 09 10 11 12 13
Percent Funded
20.8
18.8
17.4
22.1
20.3
17.5
14.53
16.1
15.5
13.6

* Success rate: The success rate is the proportion of applications reviewed that is actually awarded.

Figure 6B
Research Project Grant Success Rates* By Grant Code
Fiscal Years 2004-2013

Year 04 05 06 07 08 09 10 11 12 13
P01
55.3
48.8
38.0
42.3
32.7
44.8
17.5
26.2
17.7
42.1
R01
19.0
17.3
17.0
22.1
21.7
16.8
16.8
17.6
16.4
13.1
R03
18.9
14.5
17.1
17.9
20.5
7.5
7.5
17.2
21.0
15.8
All other**
25.8
23.3
17.0
42.9
17.4
18.9
12.2
12.7
12.4
12.5

* Success rate: The success rate is the proportion of applications reviewed that is actually awarded.
** All other includes R15, R21, R36, R37, R55, UH2, and U01 grants.

Figure 6C
Research Project Grant Success Rates* By Program
Fiscal Years 2004-2013

Year 04 05 06 07 08 09 10 11 12 13
DAB
19.9
15.8
17.2
21.2
18.9
17.1
18.9
18.0
16.1
13.5
BSR
23.9
17.1
15.2
24.2
22.4
20.2
14.4
15.3
14.4
13.9
DN
20.2
21.1
17.8
21.5
20.8
17.0
17.4
16.8
15.5
12.9
GCG
21.6
21.4
20.0
22.3
17.3
17.7
17.4
12.7
17.0
17.4

* Success rate: The success rate is the proportion of applications reviewed that is actually awarded.

Table I
Actual Obligations for Fiscal Year 2013

Mechanism
Number of Awards Dollars (Thousands)
RESEARCH GRANTS
   
Research Project Grants:
   
Non-competing
984 498,056
Admin. Supplements 1
79 10,715
Competing:
   
Renewals
58 50,809
New
303 96,772
Supplements
4 1,559
Subtotal, Competing
365 149,140
Subtotal, RPGs
1,349 657,911
SBIR/STTR
66 26,876
Total, Research Project Grants
1,415 684,787
Research Centers:
   
Special/Comprehensive
78 81,648
Comparative Medicine 2
  1,040
Other Research:
   
Research Careers (Ks)
195 26,026
Coop. Clinical Research
   
Minority Biomedical Research Support
   
Other Related Research
49 7,626
Total, Other Research
244 33,652
TOTAL, RESEARCH GRANTS
1,737 801,127
TRAINING
(FTTPs)  
Individual
170 6,728
Institutional
389 16,121
TOTAL, TRAINING
559 22,849
R & D CONTRACTS
103 59,841
(SBIR/STTR, non-add) 3
2 177
INTRAMURAL RESEARCH
  115,235
RESEARCH MANAGEMENT AND SUPPORT
  41,513
GRAND TOTAL, NIA
  1,040,565

Note: Includes AIDS

1 = The 79 admin. supplements are not counted as research projects as they were part of an award already counted
2 = These dollars are NIA co-funding of projects in other ICs. They are not counted towards NIA's project numbers.
3 = This is an assessment paid by NIA to support central work done as part of the SBIR/STTR process.

Table II
Obligations for Research Training and Other Career Development Programs
Fiscal Years 2008-2013 (Dollars in Thousands)

PROGRAM: Research Career Awards* NRSA: Individual (F31, F32) NRSA: Institutional (T32, T34, T35, T36) Subtotal, NRSAs TOTAL:
FY08 - Number
223
119
462
564
787
FY08 - Dollars
$28,551
4,492
18,790
23,773
52,324
FY09 - Number
228
144
431
581
809
FY09 - Dollars
$29,455
5,363
18,537
23,282
52,737
FY10 - Number
234
140
416
556
790
FY10 - Dollars
$30,182
5,148
18,718
23,866
54,048
FY11 - Number
215
187
440
627
842
FY11 - Dollars
$28,442
7,232
17,595
24,827
53,269
FY12 - Number
218
190
420
610
828
FY12 - Dollars
$28,883
7,397
17,359
24,756
53,639
FY13 - Number
195
170
389
559
754
FY13 - Dollars
$26,026
6,728
16,121
22,849
48,875

* Includes K01, K02, K04, K07, K08, K11, K12, K23, K24, K25, K26 and K30 awards.

NIA Award Mechanisms

RESEARCH PROJECT GRANTS: P01 - Research Program Project, R01 - Research Project (Traditional), RF1 – Multi-year Research Project (Traditional), R03 - Small Research Grant, R15 - Academic Research Enhancement Award (AREA),R21 - Exploratory/Developmental Research Grant, R33 - Exploratory/Developmental Grants Phase II, R34 - Clinical Trial Planning Grant, R36 - Aging Research Dissertation Awards to Increase Diversity, R56 - High Priority Short Term Project Award, U01 - Cooperative Agreement Research Project Award, UF1 – Multi-year Cooperative Agreement Research Project Award, U19 – Multi-project Cooperative Agreement Research Project Award

SMALL BUSINESS INNOVATION RESEARCH GRANTS: R43 - Small Business Innovation Research (SBIR) Grant - Phase I, R44 - Small Business Innovation Research (SBIR) Grant - Phase II

SMALL BUSINESS TECHNOLOGY TRANSFER GRANTS: R41 - Small Business Technology Transfer (STTR) Grant - Phase I, R42 - Small Business Technology Transfer (STTR) Grant - Phase II

CENTER MECHANISMS: P30 - Center Core Grant, P50 - Specialized Center Grant

OTHER RESEARCH PROJECTS: R13 - Scientific Meeting Grant, U13 - Cooperative Agreement Scientific Meeting Award, U24 - Cooperative Agreement – Resource-related Research Award, R24 - Research Resource Grant, R25 - Education Project Grant

RESEARCH CAREER AWARDS: K01 - Mentored Research Scientist Development Award, K02 - Independent Scientist Award, K07 - Academic Career Award, K08 - Mentored Clinical Scientist Development Award, K12 - Mentored Clinical Scientist Development Program Award, K23 - Mentored Patient-Oriented Research Career Development Award, K24 - Mid-career Investigator Award in Patient-Oriented Research, K25 - Mentored Quantitative Research Career Development Award, K26 - Mid-career Investigator Award in Mouse Pathobiology Research, K99/R00 - NIH Pathway to Independence (PI) Award

TRAINING GRANTS: T32 - Institutional Research Training National Research Service Award, T35 - Short-Term Institutional Research Training National Research Service Award

FELLOWSHIPS: F30 - Ruth L. Kirschstein National Research Service Awards for Individual Predoctoral MD/PhD Fellows, F31 - Ruth L. Kirschstein National Research Service Awards for Individual Predoctoral Fellows, F32 - Ruth L. Kirschstein National Research Service Awards (NRSA) for Individual Postdoctoral Fellows, F33 - Ruth L. Kirschstein National Research Service Awards (NRSA) for Individual Senior Fellows

LOAN REPAYMENT MECHANISMS: L30 - Clinical Research Loan Repayment Program, L40 - Pediatric Research Loan Repayment Program

Definition of Terms

Appropriations: Limitation of funds that agencies may obligate during the period of time specified in the respective appropriation acts.

Competing Applications: New applications and those competing for renewal.

Constant Dollars: Current dollars for a fiscal year adjusted for inflation with reference to a base year, according to the Biomedical Research and Development Price Index.

Extramural Research: Research performed by investigators outside the NIH and supported by NIH.

Fiscal Year: The year beginning October 1 and ending the following September 30.

FTTPs: Full time training positions.

Intramural Research: Research performed by investigators within the NIH community or extensions thereof.

Obligations: Represent a requirement by a government agency to pay a particular sum of money for orders placed, grants and contracts awarded, services received, and similar transactions during a given period that will require payments during the same or a future period.

RM & S -- Research Management and Support: Includes management of extramural programs, Office of the Director, and certain management costs applicable to overall operations.

Success Rate: The proportion of applications reviewed that actually is awarded.