Annual Data Report 2008 in PDF format (135K)
Table of Contents:
- Figure 1: Obligations in Current and FY 1998 Constant Dollars, Fiscal Years 1998-2008
- Figure 2: Distribution of Obligations by Budget Category, Fiscal Years 1998-2008
- Figure 3: Distribution of Obligations by Budget Category, Fiscal Year 2008
- Figure 4: Trends in Appropriations, Fiscal Years 1998-2008
- Figure 5A: Average Cost of Competing RPGs in Current and FY 1998 Constant Dollars, Fiscal Years 1998-2008
- Figure 5B: Average Cost of Competing RPGs in Current Dollars by Program, Fiscal Years 2003-2008
- Figure 5C: Average Cost of Competing RPGs in FY 2003 Constant Dollars by Program, Fiscal Years 2003-2008
- Figure 6A: Competing Research Project Grant Success Rates, Fiscal Years 1998-2008
- Figure 6B: Research Project Grant Success Rates by Grant Code, Fiscal Years 2003-2008
- Figure 6C: Research Project Grant Success Rates by Program, Fiscal Years 2003-2008
- Table I: Actual Obligations for Fiscal Year 2008
- Table II: Obligations for Research Training and Other Career Development Programs, Fiscal Years 2003-2008
- Appendix: NIA Award Mechanisms
- Definition of Terms
Figure 1:
Obligations in Current and FY 1998 Constant Dollars
Fiscal Years 1998-2008
| Fiscal Year | Current | Constant | Annual change | BRDPI factor |
|---|---|---|---|---|
| 98 | 517.1 | 517.1 | 3.4% | 1.000 |
| 99 | 594.6 | 576.1 | 3.2% | 0.969 |
| 00 | 685.7 | 640.7 | 3.7% | 0.934 |
| 01 | 785.4 | 710.5 | 3.3% | 0.905 |
| 02 | 891.3 | 780.5 | 3.3% | 0.876 |
| 03 | 993.6 | 840.6 | 3.5% | 0.846 |
| 04 | 1,021.4 | 833.3 | 3.7% | 0.816 |
| 05 | 1,045.3 | 820.8 | 3.9% | 0.785 |
| 06 | 1,036.6 | 778.2 | 4.6% | 0.751 |
| 07 | 1,045.5 | 755.4 | 3.9% | 0.723 |
| 08 | 1,051.0 | 733.7 | 3.5% | 0.698 |
* Current dollars - dollar value of a good or service in terms of prices prevailing at the time the good was sold or service rendered.
* Constant dollars - dollar value adjusted for inflation to demonstrate "real" increases. Determined by dividing current dollars by anappropriate price index, a process generally known as "deflating."
Figure 2:
Distribution of Obligations by Budget Category
Fiscal Years 1998-2008
| Fiscal Year | RPGs | Centers | Other | Training | Contracts | Intramural | RM&S | Total |
|---|---|---|---|---|---|---|---|---|
| 98 | 336,171 | 63,916 | 15,017 | 14,191 | 21,662 | 46,087 | 20,038 | 517,082 |
| 99 | 384,855 | 70,520 | 19,081 | 16,319 | 27,880 | 54,460 | 21,441 | 594,556 |
| 00 | 455,581 | 71,770 | 21,010 | 17,309 | 29,641 | 67,574 | 22,810 | 685,695 |
| 01 | 525,891 | 74,505 | 24,514 | 19,390 | 39,990 | 74,766 | 26,357 | 785,413 |
| 02 | 594,102 | 79,687 | 30,900 | 21,084 | 48,401 | 87,193 | 29,915 | 891,282 |
| 03 | 662,401 | 84,119 | 33,247 | 22,664 | 61,455 | 96,798 | 32,911 | 993,595 |
| 04 | 691,245 | 82,825 | 34,649 | 23,457 | 56,396 | 99,454 | 33,350 | 1,021,376 |
| 05 | 704,471 | 83,745 | 35,370 | 22,364 | 62,336 | 102,805 | 34,248 | 1,045,339 |
| 06 | 692,083 | 83,024 | 33,563 | 23,054 | 63,987 | 102,607 | 38,241 | 1,036,559 |
| 07 | 695,688 | 83,613 | 33,777 | 23,773 | 67,008 | 102,566 | 39,043 | 1,045,468 |
| 08 | 693,889 | 83,910 | 33,466 | 23,282 | 68,544 | 108,217 | 39,690 | 1,050,998 |
Figure 3:
Distribution of Obligations by Category
Fiscal Year 2008
| Category | Dollars | % |
|---|---|---|
| Res. Project Grants | 693,889 | 66.0% |
| Centers | 83,910 | 8.0% |
| Other Research | 33,466 | 3.0% |
| Training | 23,282 | 2.0% |
| Contracts | 68,544 | 7.0% |
| Intramural Research | 108,217 | 10.0% |
| RMS | 39,690 | 4.0% |
| Total | 1,050,998 | 100% |
Figure 4:
Trends in Appropriations
Fiscal Years 1998-2008
| Year | 98 | 99 | 00 | 01 | 02 | 03 | 04 | 05 | 06 | 07 | 08 |
|---|---|---|---|---|---|---|---|---|---|---|---|
|
Appropriation By $Millions |
519.3 | 596.1 | 686.5 | 785.9 | 891.3 | 993.6 | 1,021.4 | 1,045.3 | 1,036.6 | 1,045.4 | 1,051.0 |
Figure 5A:
Average Cost of Competing RPGs in Current and FY 1998 Constant Dollars
Fiscal Years 1998-2008
| Year | 98 | 99 | 00 | 01 | 02 | 03 | 04 | 05 | 06 | 07 | 08 |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Current | 218.7 | 328.9 | 343.5 | 312.8 | 336.2 | 389.0 | 396.6 | 343.1 | 357.9 | 332.8 | 392.5 |
| Constant | 218.7 | 318.7 | 321.0 | 283.0 | 294.4 | 329.1 | 323.6 | 269.4 | 268.7 | 240.5 | 274.0 |
* Beginning in FY 1994, SBIR and STTR awards are not included in average cost calculations.
* Current dollars - dollar value of a good or service in terms of prices prevailing at the time the good was sold or service rendered.
* Constant dollars - dollar value adjusted for inflation to demonstrate "real" increases. Determined by dividing current dollars by an
appropriate price index, a process generally known as "deflating."
Figure 5B:
Average Cost of Competing RPGs in Current Dollars By Program
Fiscal Years 2003-2008
| Year | 03 | 04 | 05 | 06 | 07 | 08 |
|---|---|---|---|---|---|---|
| BAP | 322 | 313 | 262 | 276 | 293 | 320 |
| BSR | 314 | 356 | 293 | 432 | 308 | 377 |
| NNA | 449 | 418 | 401 | 381 | 374 | 446 |
| GCG | 461 | 635 | 335 | 344 | 356 | 353 |
Figure 5C:
Average Cost of Competing RPGs in FY 2003 Constant Dollars By Program
Fiscal Years 2003-2008
| Year | 03 | 04 | 05 | 06 | 07 | 08 |
|---|---|---|---|---|---|---|
| BAP | 322 | 302 | 243 | 245 | 250 | 264 |
| BSR | 314 | 343 | 272 | 383 | 263 | 311 |
| NNA | 449 | 403 | 372 | 338 | 319 | 368 |
| GCG | 461 | 612 | 311 | 305 | 304 | 291 |
Figure 6A:
Competing Research Project Grant Success Rates*
Fiscal Years 1998-2008
| Year | 98 | 99 | 00 | 01 | 02 | 03 | 04 | 05 | 06 | 07 | 08 |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Percent Funded | 27.9 | 27.7 | 26.2 | 32.3 | 28.1 | 28.6 | 20.8 | 18.8 | 17.4 | 22.1 | 20.3 |
* Success rate: The success rate is the proportion of applications reviewed that is actually awarded.
Figure 6B
Research Project Grant Success Rates* By Grant Code
Fiscal Years 2003-2008
| Year | 03 | 04 | 05 | 06 | 07 | 08 |
|---|---|---|---|---|---|---|
| P01 | 52.1 | 55.3 | 48.8 | 38.0 | 42.3 | 32.7 |
| R01 | 28.5 | 19.0 | 17.3 | 17.0 | 22.1 | 21.7 |
| R03 | 21.4 | 18.9 | 14.5 | 17.1 | 17.9 | 20.5 |
| All other** | 46.6 | 25.8 | 23.3 | 17.0 | 42.9 | 17.4 |
* Success rate: The success rate is the proportion of applications reviewed that is actually awarded.
** All other includes R15, R21, R37, R55 and U01 grants.
Figure 6C
Research Project Grant Success Rates* By Program
Fiscal Years 2003-2008
| Year | 03 | 04 | 05 | 06 | 07 | 08 |
|---|---|---|---|---|---|---|
| BAP | 24.6 | 19.9 | 15.8 | 17.2 | 21.2 | 18.9 |
| BSR | 27.2 | 23.9 | 17.1 | 15.2 | 24.2 | 22.4 |
| NNA | 31.5 | 20.2 | 21.1 | 17.8 | 21.5 | 20.8 |
| GCG | 33.6 | 21.6 | 21.4 | 20.0 | 22.3 | 17.3 |
* Success rate: The success rate is the proportion of applications reviewed that is actually awarded.
TABLE I
Actual Obligations for Fiscal Year 2008
| Mechanism | Number of Awards | Dollars (Thousands) |
|---|---|---|
| RESEARCH GRANTS | ||
| Research Project Grants: | ||
|
Non-competing |
1,137 | $504,108 |
|
Admin. Supplements |
(112) | 11,135 |
|
Competing: |
||
|
Renewals |
87 | 56,487 |
|
New |
300 | 96,315 |
|
Supplements |
4 | 675 |
|
Subtotal, Competing |
391 | 153,477 |
| Subtotal, RPGs | 1,528 | 668,720 |
| SBIR/STTR | 66 | 25,169 |
| Total, Research Project Grants | 1,594 | 693,889 |
| Research Centers: | ||
|
Special/Comprehensive |
74 | 83,232 |
|
Comparative Medicine |
678 | |
| Other Research: | ||
|
Research Careers (Ks) |
223 | 28,551 |
|
Coop. Clinical Research |
||
|
Minority Biomedical Research Support |
421 | |
|
Other Related Research |
26 | 4,494 |
| Total, Other Research | 249 | 33,466 |
| TOTAL, RESEARCH GRANTS | 1,917 | 811,265 |
| TRAINING | (FTTPs) | |
|
Individual |
119 | 4,492 |
|
Institutional |
462 | 18,790 |
| TOTAL, TRAINING | 581 | 23,282 |
| R & D CONTRACTS | 122 | 68,544 |
| (SBIR/STTR, non-add) | ||
| INTRAMURAL RESEARCH | 108,217 | |
| RESEARCH MANAGEMENT AND SUPPORT | 39,690 | |
| GRAND TOTAL, NIA | 1,050,998 |
Note: Includes AIDS Research Grants
TABLE II
Obligations for Research Training and Other Career Development Programs
Fiscal Years 2003-2008(Dollars in Thousands)
| PROGRAM: | Research Career Awards* | NRSA: Individual (F31, F32) | NRSA: Institutional (T32, T34, T35, T36) | Subtotal, NRSAs | TOTAL: |
|---|---|---|---|---|---|
| FY03 - Number | 193 | 64 | 506 | 570 | 763 |
| FY03 - Dollars | $23,713 | 2,612 | 20,052 | 22,664 | 46,377 |
| FY04 - Number | 192 | 62 | 482 | 544 | 736 |
| FY04 - Dollars | $25,022 | 2,610 | 20,847 | 23,457 | 48,479 |
| FY05 - Number | 199 | 52 | 560 | 612 | 811 |
| FY05 - Dollars | $25,791 | 2,276 | 20,088 | 22,364 | 48,155 |
| FY06 - Number | 204 | 52 | 482 | 534 | 738 |
| FY06 - Dollars | $27,028 | 2,378 | 20,676 | 23,054 | 50,082 |
| FY07 - Number | 222 | 95 | 469 | 564 | 786 |
| FY07 - Dollars | $28,434 | 3,747 | 20,026 | 23,773 | 52,207 |
| FY08 - Number | 223 | 119 | 462 | 581 | 804 |
| FY08 - Dollars | $28,551 | 4,492 | 18,790 | 23,282 | 51,833 |
APPENDIX
Activity Codes
NOTE: Research Career Grants (K series awards), normally included in the Other Research budget category are listed separately in these tables to provide additional information.
Research Project Grants
P01 - Research Program Project
R01 - Research Project (Traditional)
R03 - Small Research Grant
R15 - Academic Research Enhancement Award (AREA)
R21 - Exploratory/Development Grant
R33 - Exploratory/Developmental Grant Phase II
R34 - Clinical Trial Planning Grant
R36 - Aging Research Dissertation Awards to Increase Diversity
R37 - Method to Extend Research in Time (MERIT) Award
R56 - High Priority Short Term Project Award
U01 - Research Project (Cooperative Agreement)
Small Business Innovation Research Grants
R43 - Small Business Innovation Research (SBIR) Grant - Phase I
R44 - Small Business Innovation Research (SBIR) Grant - Phase II
Small Business Technology Transfer Grants
R41 - Small Business Technology Transfer (STTR) Grant - Phase I
R42 - Small Business Technology Transfer (STTR) Grant - Phase II
Center Grants
P30 - Center Core Grant
P50 - Specialized Center (Alzheimer's Disease Research Center)
Research Career Awards
K01 - Mentored Research Scientist Development Award
K02 - Research Scientist Development Award
K07 - Academic Career Award
K08 - Mentored Clinical Scientist Development Award
K12 - Mentored Clinical Scientist Development Program Award
K23 - Mentored Patient Oriented Research Career Development Award
K24 - Mid-Career Investigator Award in Patient-Oriented research
K25 - Mentored Quantitative Research Career Development Award
K26 - Mid-career Investigator Award in Mouse Pathobiology Research
K99/R00 - NIH Pathway to Independence (PI) Award
Other Research Projects
R13 - Conference Grant
U13 - Conference Cooperative Agreement
U24 - Cooperative Agreement – Resource-related research project
R24 - Research Resource Grant
R25 - Education Project
Training Grants
T32 - Ruth L. Kirschstein National Research Service Award Institutional Research Training Grants
T35 - Ruth L. Kirschstein National Research Service Award Short-Term Institutional Research Training Grants
Fellowships
F30- Ruth L. Kirschstein National Research Service Awards for Individual Predoctoral MD/PhD Fellows
F31- Ruth L. Kirschstein National Research Service Awards for Individual Predoctoral Fellows
F32- Ruth L. Kirschstein National Research Service Awards for Individual Postdoctoral Fellows
F33- Ruth L. Kirschstein National Research Service Awards for Individual Senior Fellows
Loan Repayment Mechanisms
L30 - Clinical Research Loan Repayment Program
L40 - Pediatric Research Loan Repayment Program
Definition OF Terms
Appropriations: Limitation of funds that agencies may obligate during the period of time specified in the respective appropriation acts.
Competing Applications: New applications and those competing for renewal.
Constant Dollars: Current dollars for a fiscal year adjusted for inflation with reference to a base year, according to the Biomedical Research and Development Price Index.
Extramural Research: Research performed by investigators outside the NIH and supported by NIH.
Fiscal Year: The year beginning October 1 and ending the following September 30.
FTTPs: Full time training positions.
Intramural Research: Research performed by investigators within the NIH community or extensions thereof.
Obligations: Represent a requirement by a government agency to pay a particular sum of money for orders placed, grants and contracts awarded, services received, and similar transactions during a given period that will require payments during the same or a future period.
RM & S -- Research Management and Support: Includes management of extramural programs, Office of the Director, and certain management costs applicable to overall operations.
Success Rate: The proportion of applications reviewed that actually is awarded.
